|
Item 1.01 Entry into a Material Definitive Agreement.
On May 8, 2006 the Registrant ANTs software inc. (the
“Company” or “ANTs”) entered into (i) a Stock Option Agreement with
director John R. Gaulding, under which Mr. Gaulding can purchase up to
180,000 shares of the Registrant’s common stock, vesting over 36 months
commencing May 8, 2006, (ii) a Stock Option Agreement with director
Homer G. Dunn, under which Mr. Dunn can purchase up to 120,000 shares
of the Registrant’s common stock, vesting over 24 months commencing May
8, 2006, (iii) a Stock Option Agreement with director Robert Henry
Kite, under which Mr. Kite can purchase up to 120,000 shares of the
Registrant’s common stock, vesting over 24 months commencing May 8,
2006, and (iv) a Stock Option Agreement with director Thomas Holt,
under which Mr. Holt can purchase up to 50,000 shares of the
Registrant’s common stock, vesting over 12 months commencing May 8,
2006.
Item 2.02 Results of Operations and Financial Condition.
During the course of the Company’s annual shareholders
meeting, held May 9, 2006, the Company disclosed that billings for the
1st quarter of 2006 were approximately $94,000 of which it will
recognize approximately $68,000 in revenue for the quarter ended March
31, 2006, and defer approximately $26,000.
Item 7.01 Regulation FD Disclosure.
On May 9, 2006 at 2:00 PM Pacific at the Doubletree
Hotel, 835 Airport Blvd., Burlingame, California, ANTs software inc.
(the “Company” or “ANTs”) held its annual shareholders’ meeting. During
the meeting, shareholders took the following actions:
- Elected Frank Ruotolo and John Gaulding as class 3 directors of
the Company to serve until the annual meeting following the close of
the 2008 fiscal year and until their successors are elected and
qualified.
- Approved the amendment of the Certificate of Incorporation to
increase the number of authorized shares of common stock by 100,000,000
shares to 200,000,000 authorized shares of common stock.
- Ratified the selection of Burr, Pilger & Mayer, LLP as the
company’s independent accountants for the year ending December 31,
2006.
During the course of the meeting, the Company disclosed the following information:
- IBM and ANTs are making sales calls together to a number of large
enterprises though there is no formal agreement in place. IBM/ANTs are
putting forward a business case for cost savings through database
consolidation onto the ANTs Data Server with IBM providing 24 x 7
technical support and the ability to do high volumes of migrations to
the ANTs Data Server.
- ANTs has an executive sponsor within IBM who has facilitated the
availability of IBM sales teams to participate on the sales calls.
• At this time there is no joint technology development taking place
between IBM and ANTs.
- Together IBM and ANTs have bid on a significant project for the US
Navy being managed by a large defense contractor. IBM/ANTs have been
selected along with Oracle as one of two finalists. Oracle has been
very competitive in its attempt to win the business.
- IBM and ANTs have been awarded a contract by an $8 billion
electronics manufacturing services company to present a business case
demonstrating cost savings through database consolidation on the ANTs
Data Server (“ADS”). The company estimates that the business case could
be completed in 90 days.
- ANTs has been awarded a contract by a $14 billion consumer packaged
goods company which includes ADS development licenses and a business
case demonstrating cost savings through database consolidation on ADS.
The company estimates that the business case could be completed in 90
days.
- The sales cycle with large customers is up to twelve months if the
Company is pursuing customers on its own. When pursuing customers
together with IBM, the Company expects sales cycles to be reduced.
- The Company believes that ADS can be sold at higher prices if IBM
is a partner in the sale and if the Company is successful in winning
customers by teaming with IBM, it believes net revenue to the Company
will be higher than if it wins business on its own.
- IBM sees new business potential for its hardware, software and
services units if the IBM/ANTs database consolidation effort is
successful.
- The Company is engaged at various stages with twenty to thirty large prospects, some with IBM, some without.
- The Company is approximately half-way through a proof of conversion
with the largest ERP vendor. This vendor has provided the Company with
its product and with assistance of certain engineering resources.
- Together with Four Js Development Tools, Inc., the Company is in
discussions with a large retailer to license Genero DB, Four Js’
product based on the ANTs Data Server.
- The Company had $11.5 million in cash on May 1st, enough to fund
the company at expected expense levels through approximately March
2007.
- During the 4th fiscal quarter of 2005, the Company changed its
strategy from marketing the ADS as a high-performance database to
marketing ADS as a universally compatible database which allows
customers to consolidate applications running on multiple databases and
achieve cost savings. The Company believes that this strategy change
led to a gap in customer signings as the Company changed its sales
program and target markets. The new strategy has required an extensive
engineering effort that continues today.
- The Company has a unique and valuable process for product
development and quality assurance testing which it believes is as fast
and high-quality as that of any enterprise software vendor.
- The Company has implemented a 24 x 7 technical support infrastructure.
- Revenue for the Company’s 2nd fiscal quarter of 2006 should exceed that recognized for the Company’s 1st fiscal quarter.
- The technology which makes the ADS compatible with applications
written for other database products is in the core of ADS and, as far
as the Company knows, is unique to ADS.
- The Company will most likely need to raise additional operating
capital in order to address concerns by potential customers as to the
company’s financial viability. The Company believes it can continue to
raise the necessary funds if it is able to demonstrate progress.
- The Company is working toward offering very large database support.
- The Company can address 80-90% of the market with its new database consolidation strategy.
- Transaction volumes on ADS at Sprint have doubled in the last year,
but because Sprint generally only upgrades hardware and software once
per year, increased revenue from Sprint has not yet been realized.
- The Company is considering a subscription, rather than license,
revenue model with its new database consolidation program in which
revenue will not be front-loaded but rather ongoing.
Separate from the annual meeting, the Company disclosed
that Reuters has initiated research on the Company in a report dated
April 11, 2006.
Pursuant to General Instruction B.2 of Form 8-K, the
information included in this Current Report on Form 8-K under Items
2.02 and 7.01 is “furnished” and not “filed” for purposes of Section 18
of the Securities Exchange Act of 1934, as amended (the “Exchange
Act”), or otherwise subject to the liability provisions of that
section, nor shall such information be deemed incorporated by reference
in any filing under the Securities Act of 1933, as amended, or the
Exchange Act, except as shall be expressly set forth by specific
reference in such a filing. References to the Company’s website do not
incorporate by reference the information on such website into this
Current Report on Form 8-K and the Company disclaims any such
incorporation by reference.
SIGNATURES
Pursuant to the requirements of the Securities Exchange
Act of 1934, the registrant has duly caused this report to be signed on
its behalf by the undersigned hereunto duly authorized.
ANTs software inc.
Date: May 10, 2006
By: /s/ Boyd Pearce
Boyd Pearce, Chief Executive Officer
|